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“whistleblower,” Frank Congemi helped the New York State Attorney General’s Office and the Securities Exchange Commission in an investigation that resulted in the convictions of multiple individuals,
Manage episode 336153362 series 3168000
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Frank Congemi began his career on Wall Street. A self-proclaimed “whistleblower,” Congemi helped the New York State Attorney General’s Office and the Securities Exchange Commission in an investigation that resulted in the convictions of multiple individuals, including junk bond billionaire Michael Mann & Michael Robert Milken who is an American convicted felon, financier and philanthropist. He is noted for his role in the development of the market for high-yield bonds, and his conviction and sentence following a guilty plea on felony charges for violating U.S. securities laws. Frank is currently an independent financial advisor with one of the largest independent broker-dealers in the world. In addition to his work as a financial advisor, Frank has served on the Advisory Committee of the Financial Services Institute in Washington, D.C.
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